-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dlr9zTU0GTIdgFxLTYVETF+YZGOGH31t1pwgaCF7KoqfKnMuS0cdlXc1L/mo8Kab nSF9oGsIb4Y2xVRaFeO8HQ== 0000919574-09-011104.txt : 20090522 0000919574-09-011104.hdr.sgml : 20090522 20090522113552 ACCESSION NUMBER: 0000919574-09-011104 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090522 DATE AS OF CHANGE: 20090522 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTER FINANCIAL CORP CENTRAL INDEX KEY: 0001174820 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 522380548 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78690 FILM NUMBER: 09847654 BUSINESS ADDRESS: STREET 1: 3435 WILSHIRE BLVD STREET 2: STE 700 CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2132512222 MAIL ADDRESS: STREET 1: 3435 WILSHIRE BLVD STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90010 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PHRONESIS PARTNERS L P CENTRAL INDEX KEY: 0000937074 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 130 EAST CHESTNUT STREET STREET 2: SUITE 403 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-224-3800 MAIL ADDRESS: STREET 1: 130 EAST CHESTNUT STREET STREET 2: SUITE 403 CITY: COLUMBUS STATE: OH ZIP: 43215 SC 13G 1 d998368_13g.htm SCHEDULE 13G d998368_13g.htm
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*


Center Financial Corporation
(Name of Issuer)


Common Stock, no par value
(Title of Class of Securities)


15146E102
(CUSIP Number)


May 8, 2009
(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[_]  Rule 13d-1(b)

[X]  Rule 13d-1(c)

[_]  Rule 13d-1(d)

__________
*
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 

 


CUSIP No
15146E102
   
     
1.
NAME OF REPORTING PERSONS
 
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
     
 
Phronesis Partners, L.P.
 
     
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)  [_]
   
(b)  [X]
     
3.
SEC USE ONLY
 
     
     
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
     
 
Delaware
 
     
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
     
5.
SOLE VOTING POWER
 
     
 
0
 
     
6.
SHARED VOTING POWER
 
     
 
903,726
 
     
7.
SOLE DISPOSITIVE POWER
 
     
 
0
 
     
8.
SHARED DISPOSITIVE POWER
 
     
 
903,726
 
     
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
     
 
903,726
 
     
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
   
[_]
     
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
     
 
5.4%
 
     
12.
TYPE OF REPORTING PERSON
 
     
 
PN
 

 
 

 


CUSIP No
15146E102
   
     
1.
NAME OF REPORTING PERSONS
 
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
     
 
James Wiggins
 
     
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)  [_]
   
(b)  [X]
     
3.
SEC USE ONLY
 
     
     
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
     
 
United States
 
     
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
     
5.
SOLE VOTING POWER
 
     
 
0
 
     
6.
SHARED VOTING POWER
 
     
 
903,726
 
     
7.
SOLE DISPOSITIVE POWER
 
     
 
0
 
     
8.
SHARED DISPOSITIVE POWER
 
     
 
903,726
 
     
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
     
 
903,726
 
     
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
   
[_]
     
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
     
 
5.4%
 
     
12.
TYPE OF REPORTING PERSON
 
     
 
IN
 

 
 

 


CUSIP No
15146E102
   

Item 1.
(a).
Name of Issuer:
 
       
   
Center Financial Corporation
 

 
(b).
Address of Issuer's Principal Executive Offices:
 
 
   
3435 Wilshire Boulevard
Suite 700
Los Angeles, California 90010
 

Item 2.
(a).
Name of Person Filing:
 
 
   
Phronesis Partners, L.P.
James Wiggins
 
       

 
(b).
Address of Principal Business Office, or if None, Residence:
 
 
   
Phronesis Partners, L.P.
130 East Chestnut Street, Suite 403
Columbus, OH 43215
 
James Wiggins
130 East Chestnut Street, Suite 403
Columbus, OH 43215
 
       

 
(c).
Citizenship:
 
 
   
Phronesis Partners, L.P. - Delaware Limited Partnership
James Wiggins - United States citizen
 
       

 
(d).
Title of Class of Securities:
 
 
   
Common Stock, no par value
 
       

 
(e).
CUSIP Number:
 
 
   
15146E102
 
       

Item 3.
 
If This Statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a

 
(a)
[_]
Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78c).

 
(b)
[_]
Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).

 
(c)
[_]
Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).

 
(d)
[_]
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 
(e)
[_]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 
(f)
[_]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 
(g)
[_]
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 
(h)
[_]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813);

 
(i)
[_]
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 
(j)
[_]
Group, in accordance with s.240.13d-1(b)(1)(ii)(J).

 
Item 4.
Ownership.

 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
(a)
Amount beneficially owned:
 
Phronesis Partners, L.P. - 903,726
James Wiggins - 903,726

 
(b)
Percent of class:
 
   
Phronesis Partners, L.P. - 5.4%
James Wiggins - 5.4%

 
(c)
Number of shares as to which the person has:

 
(i)
Sole power to vote or to direct the vote
 
 
   
Phronesis Partners, L.P. - 0
James Wiggins - 0
 
 
 
(ii)
Shared power to vote or to direct the vote
 
 
   
Phronesis Partners, L.P. - 903,726
James Wiggins - 903,726
 
 
 
(iii)
Sole power to dispose or to direct the disposition of
 
 
   
Phronesis Partners, L.P. - 0
James Wiggins - 0
 
 
 
(iv)
Shared power to dispose or to direct the disposition of
 
 
   
Phronesis Partners, L.P. - 903,726
James Wiggins - 903,726
 

Item 5.
Ownership of Five Percent or Less of a Class.

 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ].
 
   
   

Item 6.
Ownership of More Than Five Percent on Behalf of Another Person.

 
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified.  A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
   
 
Not applicable
   

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 
If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary.  If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
   
 
Not applicable
   

Item 8.
Identification and Classification of Members of the Group.

 
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group.  If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group.
   
 
Not applicable
   

Item 9.
Notice of Dissolution of Group.

 
Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity.  See Item 5.
   
 
Not applicable
   

Item 10.
Certification.


 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 



 
 

 


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 


   
 
Phronesis Partners, L.P. (1)
 
By: /s/ James Wiggins
Name:  James Wiggins
Title:  General Partner
Date:  May 22, 2009
 
 
/s/ James Wiggins (1)
Name: James Wiggins
Date:  May 22, 2009
 

 

(1)
The Reporting Persons specifically disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
 

 

 

 
 

 

Exhibit A


AGREEMENT

The undersigned agree that this Schedule 13G dated May 22, 2009 relating to the Common Stock, no par value, of Center Financial Corporation shall be filed on behalf of the undersigned.
 


 
Phronesis Partners, L.P.
 
By: /s/ James Wiggins
Name:  James Wiggins
Title:  General Partner
Date:  May 22, 2009
 
 
/s/ James Wiggins
Name: James Wiggins
Date:  May 22, 2009
 













SK 00532 0001 998368

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